Trade ComplianceAugust 4, 202610 min read

USMCA Rules of Origin 2026: What Qualifies for 0% Duty?

USMCA replaced NAFTA in July 2020 and offers 0% duty plus MPF exemption on qualifying goods from Mexico and Canada. But "qualifying" is the operative word — the agreement has specific, product-category rules of origin that must be met, and claiming USMCA without meeting them exposes you to retroactive duties and penalties. This guide explains the three main origin tests, how they work by sector, and what documentation you need.

USMCA Benefits for Qualifying Goods
0% duty rate

Replaces the MFN base rate for qualifying goods

MPF exempt

No 0.3464% Merchandise Processing Fee

No Section 301

Mexico and Canada are not subject to Section 301 China tariffs

The three USMCA origin tests

To qualify as originating under USMCA, goods must satisfy one of three tests. Which test applies depends on the product-specific rule of origin for your HTS code, found in Annex 4-B of the USMCA agreement.

Test 1 — Wholly Obtained or Produced

Goods grown, raised, hunted, fished, or extracted entirely within USMCA territory. No non-originating inputs allowed. Applies primarily to agricultural commodities, minerals, and natural resources.

Examples: avocados grown in Mexico, lumber harvested in Canada, fish caught in US waters
Test 2 — Tariff Classification Change (Tariff Shift)

Non-originating inputs used in production must undergo a specified change in HTS classification during USMCA-territory manufacturing. The required shift is defined in the product-specific rule — it can be a change at the chapter, heading (4-digit), or subheading (6-digit) level.

Example: A shirt (HTS Ch. 62) made from fabric (HTS Ch. 54) using yarn from Ch. 54 — a chapter-level shift is required for apparel, meaning all yarn and fabric must be USMCA-origin (yarn forward rule)
Test 3 — Regional Value Content (RVC)

A minimum percentage of the good's value must originate within USMCA territory. Two calculation methods exist:

Transaction value methodMust be ≥ 60%

RVC = (TV − VNM) ÷ TV × 100

TV = transaction value; VNM = value of non-originating materials

Net cost methodMust be ≥ 50%

RVC = (NC − VNM) ÷ NC × 100

NC = net cost of the good; used when transaction value cannot be determined

Rules of origin by sector

The product-specific rules in USMCA Annex 4-B vary significantly by industry. Here are the rules for the most commonly imported categories:

Automotive / Vehicles (HTS Ch. 87)
Primary rule

Regional Value Content (RVC)

Threshold

75% RVC net cost method

Steel & aluminum: 70% USMCA-origin. LVC requirement: 40%+ wages in US/Canada at $16+/hr

Example: A pickup truck assembled in Mexico from 76% USMCA-origin content qualifies at 0% (MFN rate is 25%).
Apparel (HTS Ch. 61–62)
Primary rule

Yarn forward rule

Threshold

Yarn spun, fabric woven, garment cut & sewn in USMCA territory

Tariff Preference Levels (TPLs) allow limited non-originating content for some categories

Example: A shirt made in Mexico from US cotton yarn and fabric qualifies. A shirt sewn in Mexico from Chinese fabric does not.
Electronics (HTS Ch. 84–85)
Primary rule

Tariff shift + RVC

Threshold

Tariff shift at chapter, heading, or subheading level; or 60% RVC (transaction value)

Many electronics components have no Section 301 at MFN level — verify whether USMCA preference is worth claiming

Example: A laptop assembled in Mexico from qualifying components must have sufficient tariff shift or RVC to qualify.
Food & Agricultural (HTS Ch. 1–24)
Primary rule

Wholly obtained or specific tariff shift

Threshold

Grown/produced in USMCA territory; or specific transformation rules by chapter

Sugar, dairy, and poultry have TRQs. Most fresh produce from Mexico qualifies easily.

Example: Avocados grown in Mexico qualify as wholly obtained. Processed foods must meet chapter-specific transformation rules.
Steel & Aluminum articles (HTS Ch. 72–76)
Primary rule

Melt and pour rule

Threshold

Steel must be melted and poured in USMCA territory; aluminum must be smelted and cast

USMCA does not provide Section 232 exemption — steel/aluminum from Canada and Mexico still subject to Section 232 unless country-specific exemptions apply

Example: Steel coils melted in Canada qualify for 0% MFN rate. However Section 232 (25%) may still apply.

The de minimis rule: small amounts of non-originating content

USMCA includes a de minimis exception: if non-originating materials that do not satisfy the required tariff shift represent 10% or less of the transaction value of the good, they can be ignored for the purpose of the tariff shift test. This gives manufacturers some flexibility when 90%+ of value is genuinely USMCA-origin.

Important exception: The de minimis rule does not apply to textiles and apparel (Ch. 50–63). Apparel products must strictly satisfy the yarn forward rule — a Chinese-fabric shirt cannot use de minimis to qualify, even if the fabric is only 8% of value.

Claiming USMCA: what documentation you need

Unlike NAFTA, USMCA does not require a specific certificate of origin form. Instead, you need a written certification containing the following fields, which can appear on any commercial document:

Certifier information

Name, title, address, phone, and email of the importer, exporter, or producer making the certification

Exporter and producer info

Name and address of the exporter and producer (if different from certifier)

Goods description

Description of the goods, including HS tariff classification (6-digit at minimum)

Origin criterion

A (wholly obtained), B (tariff shift only), C (tariff shift + RVC), D (RVC only), E (automatic data processing equipment list), or F (unassembled goods)

Blanket period

Optional — a blanket certification can cover multiple shipments within a 12-month period

Certification statement

Declaration that the information is accurate and the goods qualify as originating under USMCA

Record-Keeping Requirement

Importers, exporters, and producers must retain all records supporting a USMCA preference claim for at least 5 years. CBP can conduct post-entry audits and request documentation. If you cannot substantiate the origin claim, the duty preference is disallowed and retroactive duties, interest, and penalties apply.

The most common USMCA claim mistakes

Claiming USMCA on goods assembled in Mexico from Chinese components

Chinese inputs must undergo sufficient tariff shift or the product must meet RVC thresholds. Re-assembly alone rarely satisfies the rules.

Applying the 10% de minimis rule to apparel and textiles

De minimis does not apply to Ch. 50–63. Apparel must meet yarn forward rule strictly — no exceptions for small Chinese fabric inputs.

Using USMCA to avoid Section 232 on steel from Mexico

USMCA preference does not exempt goods from Section 232 steel and aluminum duties unless a specific country exemption applies separately. Verify current Section 232 status for Mexican steel.

Using old NAFTA certificates after July 2020

USMCA replaced NAFTA. NAFTA certificates of origin are invalid for entries after July 1, 2020. Use the USMCA certification format.

Check USMCA Eligibility for Your HTS Code

The Tariff Desk shows your MFN rate and FTA preferential rate side by side — including USMCA 0% status and MPF exemption — for any HTS code. Compare sourcing from Mexico, Canada, and other countries in one lookup.